Services - Regulatory Compliance Service

HOURLY SERVICES
  • On-going services to review and explain regulatory policies and regulations and provide regulatory compliance services as required
INTERIM FINANCIAL STATEMENTS
  • Arrange for printing
  • Update mailing list database
  • Deliver to shareholders in accordance with NI 51-102
NEWS RELEASES
  • Review news release for regulatory disclosure requirements
  • Coordinate and arrange dissemination with designated wire service
  • SEDAR file
MATERIAL CHANGE REPORTS
  • Assist in preparation of material change report
  • SEDAR file
COMPLIANCE DATES DIARY
  • Prepare diary of filing dates for compliance purposes
  • Implement follow-up system with the Company
EXCHANGE/COMMISSION APPLICATIONS
  • Prepare application and submit to regulatory bodies
  • Ensure compliance with Securities Act exemptions
  • Complete closing documents

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